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Sector: Investment Management / Operations & Client Services Type: Permanent Posted: July 30, 2010 Salary: £35k + package Location: London Job ref: J9669
The asset management department of this company is the core global investments solutions provider to one of the world's largest financial services organisations. The department seeks a Compliance Assistant to support the line manager in its prime responsibility of conformity with all relevant rules and regulations. The duties you will fulfil incorporating identifying and resolving compliance issues, as well as liaising and building relationships with clients and auditors in relation to compliance matters. An ability to take direction as well as prioritise work loads is needed to ensure deadlines are met as you will be dealing with all levels of seniority within the department. Monitoring changes to business practices and products, along with checking for adherence to established procedures will be key activities and you will be reporting your findings on all significant breaches or potential breaches to the LCO and Senior Compliance Manager. The ideal candidate for this position will have good compliance experience in either the asset management or institutional environment. Strong communication and Interpersonal skills are highly valued along with organisational and prioritising abilities. Displaying attention to detail at all times is imperative. A good knowledge of financial markets and the financial promotion regime are also sought after. As a leading global asset management firm this position offers a chance to access a highly sought role in the sector of asset management. With no limits on how far you can rise within this industry leading firm, it is a great opportunity that shouldn’t be missed. Please visit our website www.masonblake.com “Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age”
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