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Regulatory Reporting Specialist

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Date Posted

29 March 2018


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A large city-based Asset Manager is currently seeking to hire a Regulatory Reporting Specialist to join their growing team.


  • Produce and develop operational processes for the delivery of regulatory reporting.
  • Produce and check daily, monthly and quarterly reporting as required to meet the expectations of regulators or clients.
  • Act as the business Subject Matter Expert in one or more of the regulations (Large Holdings, SEC Bond Requests, POTAM, Short Selling, Issuer Holdings requests, AIFMD, Solvency II, GroMiKV, CRR, AIFMD, FTK, COVIP, VAG, Solva, MIFID II cost and charges, PRIIPS, LGPS, EMIR, MIFID II trade and transaction reporting).
  • Research, monitor and assess the impact of business changes and regulatory change on selected areas of regulatory reporting.


  • Strong understanding of regulations and direct experience of monitoring and disclosure processes.
  • A good understanding of equities, fixed income and derivatives.
  • Experience of working in Investment Management is essential
  • IMC or similar qualifications are desirable.

Mason Blake acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age.

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