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Risk Oversight Manager

Job details



Date Posted

1 March 2020


Job Type


Job ID



£45,000 - £55,000


Our client is a global investment management house. As a result of continued company growth and success, they are now recruiting for a Risk Oversight Manager to lead on Risk Events within their Platform Oversight team.

The Risk Oversight Manager will take responsibility for the following duties:

  • Pro-actively identify and remediating control gaps
  • Ensuring that controls are designed and operating effectively
  • Owning and overseeing the team’s Risk Event and breach function
  • Recording and investigating Risk Events and breaches
  • Analysing Risk Event reports received from  outsourced service providers
  • Conducting reviews of the Risk Event log to ensure that there is no missing information
  • Representing the  Oversight team at internal and external meetings

The Risk Oversight Manager will have the following skill set:

  • Experience within a Transfer Agency or Investment Management house
  • Knowledge of the investment management sector or of working with investment management clients
  • A background within breach administration, Risk Events or regulatory breaches
  • Experience of working with platform technologies or custodian systems

This is an exciting opportunity for Transfer Agency candidates with backgrounds in breach administration or regulatory breaches to join a high-performing team at a world-class investment management house.

The company offers clear career progression, the opportunity to work as part of a lively and dynamic team, and excellent benefits.

If you believe your background meets the criteria, please apply with a copy of your CV.

Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age


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