About the Role A well-established wealth and financial planning firm is expanding its Advice Complaints function and seeking an SME and a Lead Manager to help shape and develop this area. Key responsibilities include: Managing and resolving regulated complaints related to Financial Planning advice. Ensuring compliance with FCA regulations and engaging with key stakeholders such as the Financial Ombudsman Service and PI brokers. Overseeing investigations, maintaining governance standards, […]

Our client is a leading name within the investment management industry. They are now looking to recruit a Performance Analyst to join their high-performing team on a 9-12 month Fixed Term Contract. Reporting to the Head of Performance, the Performance Analyst will take responsibility for the following duties: Calculating and analysing performance and attribution using specific performance systems […]

A thriving investment management house is looking to recruit a Investment Compliance Analyst to join their London office. The Senior Investment Compliance Analyst will take responsibility for the following duties: Responsible for implementing and reviewing investment compliance rules and regulations. Oversee daily monitoring of pre and post trade compliance. Manage investment operational risk issues. Initiate enhancements to improve […]