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compliance monitoring

22 September 2023

Senior Investment Compliance Analyst

£70,000 - £80,000

A thriving investment management house is looking to recruit a Senior Investment Compliance Analyst to join their London office. The Senior Investment Compliance Analyst will take responsibility for the following duties: Responsible for implementing and reviewing investment compliance rules and regulations. Oversee daily monitoring of pre and post trade compliance. Manage investment operational risk issues. Initiate enhancements […]

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14 December 2020

Portfolio Guideline Monitoring Analyst


Our client is a prestigious name in global investment management. Due to increased workload, they are now looking to recruit a Portfolio Guideline Monitoring Analyst to join their Portfolio Services team. The Portfolio Guideline Monitoring Analyst will take responsibility for the following duties: Providing the investment teams with the data, controls and support necessary to […]

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