compliance
Distribution
1 April 2025
Product Governance Manager
£Competitive
Our client is a leading global asset management house. Due to continued company growth and success, they are now looking to recruit a Product Governance Manager to join their high performing Product team on a permanent basis. Key responsibilities: Assist to enhance the Product Governance & Value Assessment Framework to meet regulatory requirements and […]
Operations
25 February 2025
Financial Planning Complaints Manager
£70,000 - £75,000
About the Role A well-established wealth and financial planning firm is expanding its Advice Complaints function and seeking an SME and a Lead Manager to help shape and develop this area. Key responsibilities include: Managing and resolving regulated complaints related to Financial Planning advice. Ensuring compliance with FCA regulations and engaging with key stakeholders such as the Financial Ombudsman Service and PI brokers. Overseeing investigations, maintaining governance standards, […]
Distribution
24 February 2025
Product Governance Specialist [SDR/SFDR]
£Competitive
An exciting opportunity has arisen with a leading global investment management firm to join their product team as a Product Governance Specialist. This is an ideal role for candidates seeking to enter a global team, working across multiple vehicles and structures to assist with the development and management of existing and prospective fund ranges. Key Responsibilities: Ensure investment products […]
Distribution
23 December 2024
Product Governance Specialist [SDR/SFDR]
£Competitive
An exciting opportunity has arisen with a leading global investment management firm to join their product team as a Product Governance Specialist. This is an ideal role for candidates seeking to enter a global team, working across multiple vehicles and structures to assist with the development and management of existing and prospective fund ranges. Key Responsibilities: Ensure investment products […]
Distribution
4 October 2024
Funds Lawyer
£Competitive
A leading global investment management firm is seeking a talented and experienced Funds Lawyer to join our legal team and support their existing and growing portfolio of investment funds. This is an excellent opportunity for an experienced candidate to enter an established team and take on a leadership position. Key Responsibilities: Provide expert SME […]
Operations
22 September 2024
Compliance Monitoring Analyst
Competitive Salary
Our client, a renowned investment management firm, is searching for a Compliance Monitoring Analyst to join the team on a one-year contract. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes. The key aspects of this role include: […]
Distribution
8 September 2024
ESG Implementation & Strategy Manager [Distribution]
£Competitive
A leading alternatives investment manager is seeking an ESG Implementation and Strategy Manager to help develop and execute the firm’s ESG strategy across investment portfolios and distribution processes. You will work closely with investment teams, stakeholders, and external partners to ensure that ESG principles are effectively integrated into our investment decisions, communications and day-to-day practices. […]
Distribution
8 September 2024
Funds Lawyer
£Competitive
A leading global investment management firm is seeking a talented and experienced Funds Lawyer to join our legal team and support their existing and growing portfolio of investment funds. This is an excellent opportunity for an experienced candidate to enter an established team and take on a leadership position. Key Responsibilities: Provide expert SME […]